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O'SHAUGHNESSY ASSET MANAGEMENT, LLC

CRD 144594 · SEC 801-68177

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100 FIRST STAMFORD PLACE, STAMFORD, CT, 06902, United States

Phone

203-975-3333

Fax

203-975-3310

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$19.78B

Discretionary AUM

$19.78B

Team

103 total employees; 53 advisory reps; 1369 broker-dealer reps

Clients

Fees

Percentage of AUM; Performance-based fees; ASSETS UNDER ADVISEMENT (FOR UMA)

Org form

Limited Liability Company

Filing date

2025-12-16

Disciplinary history

No

Services

Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)

Client types

TypeClientsAUM
High net worth individuals10734$16.00B
Investment companies1$265.7M
Pooled investment vehicles8$1.15B
Pension/profit sharing plans18$69.8M
Charitable organizations40$235.8M
State/municipal entities9$207.1M
Sovereign wealth funds2$45.8M
Corporations/business entities344$1.81B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD