← Back to searchVisit website
CALDWELL ADVISORS, LLC
CRD 144408 · SEC 801-106730
5210 MARYLAND WAY, STE 202, BRENTWOOD, TN, 37027, United States
Phone
615-370-8988
Fax
615-370-8989
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$351.4M
Discretionary AUM
$344.2M
Team
8 total employees; 5 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-04-07
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 249 | $97.4M |
| High net worth individuals | 250 | $244.0M |
States served
AL, AR, CA, GA, MS, NY, TN, TX, FL
All web addresses on file
Official SEC filing: View on IAPD