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AWM FINANCIAL SERVICES INC.
CRD 144351 · SEC 801-120940
9595 SIX PINES DRIVE, BUILDING 4 SUITE 4230, THE WOODLANDS, TX, 77380, United States
Phone
281-444-7555
Fax
832-201-9999
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$320.6M
Discretionary AUM
$320.6M
Team
19 total employees; 7 advisory reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; ADMINISTRATIVE AND TECHNOLOGY FEE
Org form
Corporation
Filing date
2026-03-20
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 158 | $239.7M |
| High net worth individuals | 42 | $74.1M |
| Other investment advisers | 4 | $3.5M |
| Corporations/business entities | 5 | $3.2M |
States served
AR, CA, LA, OK, SC, TX, FL
All web addresses on file
Official SEC filing: View on IAPD