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POWELL WEALTH
POWELL FINANCIAL, INC.
CRD 144230 · SEC 801-88185
17818 STATESVILLE RD, SUITE 221, CORNELIUS, NC, 28031, United States
Phone
(704) 439-0027
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$229.2M
Discretionary AUM
$229.2M
Team
3 total employees; 2 advisory reps; 5 broker-dealer reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-02-13
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 55 | $17.8M |
| High net worth individuals | 43 | $210.5M |
| Corporations/business entities | 10 | $872K |
States served
NC
All web addresses on file
Official SEC filing: View on IAPD