← Back to searchVisit website
FORBES FINANCIAL PLANNING, INC.
CRD 143912 · SEC 801-117958
660 MAIN STREET, UNIT C-3, EAST GREENWICH, RI, 02818, United States
Phone
401-885-7300
Fax
401-283-8362
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$240.5M
Discretionary AUM
$240.5M
Team
3 total employees; 1 advisory reps; 11 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 462 | $65.9M |
| High net worth individuals | 409 | $171.8M |
States served
MA, NY, RI, CT, FL
All web addresses on file
Official SEC filing: View on IAPD