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BROADVIEW FINANCIAL MANAGEMENT, LLC
CRD 143550 · SEC 801-77625
10401 W INNOVATION DR, SUITE 100, WAUWATOSA, WI, 53226, United States
Phone
414-390-1492
Fax
414-390-3737
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$699.2M
Discretionary AUM
$699.2M
Team
9 total employees; 7 advisory reps; 102 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges
Org form
Limited Liability Company
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 60 | $36.1M |
| High net worth individuals | 209 | $661.0M |
States served
IL, WI, TX, FL
All web addresses on file
- HTTP://WWW.BROADVIEWFINANCIALMANAGEMENT.COM
- HTTP://WWW.BROADVIEWWEALTHPLANNING.COM
- HTTP://WWW.BROADVIEWWEALTHPLANNERS.COM
- HTTP://WWW.PREPAREDFINANCIALPLANNING.COM
- HTTP://WWW.PREPAREDFINANCIALPLANNING.NET
- HTTP://WWW.BROADVIEW.FINANCIAL
- HTTP://WWW.BROADVIEWFINANCIALPLANNING.COM
- HTTP://WWW.BROADVIEWFINANCIALPLANNERS.COM
- HTTP://WWW.BROADVIEWFINANCIALADVISORY.COM
- HTTP://WWW.BROADVIEWPLANNERS.COM
- HTTP://WWW.UNBIASEDFEEONLY.COM
- HTTP://WWW.SJAFA.COM
- HTTP://WWW.SJAFINANCIALADVISORY.COM
- HTTPS://WWW.BROADVIEWFINANCIAL.COM
- https://www.linkedin.com/company/broadview-financial-management-llc
- HTTP://WWW.BROADVIEWFINANCIAL.CO
- HTTP://WWW.BROADVIEWFINANCIAL.INFO
- HTTP://WWW.BROADVIEWFINANCIAL.NET
- HTTP://WWW.BROADVIEWFINANCIAL.ORG
Official SEC filing: View on IAPD