Falists
← Back to search

DWM ASSET MANAGEMENT, LLC

CRD 143224 · SEC 801-67853

Visit website

100 FIRST STAMFORD PLACE, 4TH FLOOR, STAMFORD, CT, 06902, United States

Phone

203-655-5453

Fax

203-656-9528

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$645.0M

Discretionary AUM

$10.7M

Team

36 total employees; 32 advisory reps; 1 broker-dealer reps

Clients

—

Fees

Percentage of AUM; Performance-based fees

Org form

Limited Liability Company

Filing date

2026-03-30

Disciplinary history

No

Services

Portfolio management (pooled vehicles)

Client types

TypeClientsAUM
Pooled investment vehicles6$645.0M

States served

NY, CT

All web addresses on file

Official SEC filing: View on IAPD