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ELM3 FINANCIAL GROUP, LLC
CRD 140594 · SEC 801-126278
5755 NORTH POINT PKWY, SUITE 92, ALPHARETTA, GA, 30022-1145, United States
Phone
678-297-9500
Fax
678-297-9514
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$189.0M
Discretionary AUM
$183.0M
Team
6 total employees; 4 advisory reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-06-08
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 216 | $52.7M |
| High net worth individuals | 66 | $134.8M |
| Corporations/business entities | 5 | $1.5M |
States served
CO, GA, IL, MD, NC, TN, TX, FL
All web addresses on file
Official SEC filing: View on IAPD