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CASTLE ROCK INVESTMENT COMPANY

CRD 140299 · SEC 801-80620

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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United States

Registration

— (—)

Source

State registered

Total AUM

$51.0M

Discretionary AUM

$12.6M

Team

1 total employees; 1 advisory reps

Clients

1-10

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-01-28

Disciplinary history

No

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Services

Financial planningPortfolio management (individuals)Pension consulting

Client types

TypeClientsAUM
Pension/profit sharing plans8$40.6M

All web addresses on file

Official SEC filing: View on IAPD