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FINANCIAL ACTION, INC.
CRD 140285 · SEC 801-135990
283 WASHINGTON ST, MONUMENT, CO, 80132, United States
Phone
719-357-7189
Fax
719-358-6089
Registration
— (—)
Source
State registered
Total AUM
$100.3M
Discretionary AUM
$99.7M
Team
6 total employees; 4 advisory reps; 14 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-06-11
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Educational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 432 | $82.4M |
| High net worth individuals | 32 | $17.7M |
| Corporations/business entities | 15 | $178K |
All web addresses on file
Official SEC filing: View on IAPD