← Back to searchVisit website
AG FINANCIAL
AG FINANCIAL, LLC
CRD 140226 · SEC 801-66579
2825 EAST COTTONWOOD PARKWAY, SUITE 500, SALT LAKE CITY, UT, 84121, United States
Phone
801-990-3470
Fax
801-990-3469
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$103.5M
Discretionary AUM
$102.9M
Team
2 total employees; 2 advisory reps
Clients
0
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-20
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 163 | $65.6M |
| High net worth individuals | 12 | $19.2M |
| Pension/profit sharing plans | 13 | $6.9M |
States served
AZ, CA, UT, WY, TX
All web addresses on file
Official SEC filing: View on IAPD