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MARINER

MARINER, LLC

CRD 140195 · SEC 801-66632

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5700 W. 112TH STREET, SUITE 500, OVERLAND PARK, KS, 66211, United States

Phone

913-904-5700

Fax

913-904-5701

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$125.41B

Discretionary AUM

$123.19B

Team

1889 total employees; 933 advisory reps; 216 broker-dealer reps

Clients

More than 500

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-27

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consultingSelection of other advisersPublication of periodicalsEducational seminarsFAMILY OFFICE SERVICES

Client types

TypeClientsAUM
Individuals32261$10.67B
High net worth individuals22322$104.87B
Banking/thrift institutions56$3.99B
Pooled investment vehicles2$9.2M
Pension/profit sharing plans458$3.80B
Charitable organizations145$683.8M
State/municipal entities1$13.2M
Other investment advisers6$205.2M
Insurance companies4$273.0M
Corporations/business entities257$879.7M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD