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CATHERINE R. SMITH, FINANCIAL PLANNER, LLC
CRD 139909
1501 W. 34TH AVENUE, ANCHORAGE, AK, 99503, United States
Phone
907-562-2438
Fax
866-743-7122
Registration
— (—)
Source
State registered
Total AUM
$31.2M
Discretionary AUM
$31.2M
Team
3 total employees; 1 advisory reps; 8 broker-dealer reps
Clients
26-50
Fees
Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-13
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersCONSULTATION SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 7 | $3.4M |
| High net worth individuals | 11 | $27.8M |
Official SEC filing: View on IAPD