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DAI WEALTH, LLC
CRD 138938 · SEC 801-66260
2800 CENTURY PARKWAY NE, SUITE 650, ATLANTA, GA, 30345, United States
Phone
404-531-7080
Fax
404-996-6638
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$330.0M
Discretionary AUM
$321.9M
Team
40 total employees; 40 advisory reps; 5 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees; REFERRAL FEES
Org form
Limited Liability Company
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 823 | $94.2M |
| High net worth individuals | 643 | $198.4M |
| Pension/profit sharing plans | 26 | $10.7M |
| Charitable organizations | 8 | $11.3M |
| State/municipal entities | 1 | $11.2M |
| Corporations/business entities | 36 | $4.1M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, CT, FL, SD
All web addresses on file
- https://goodcounselwealth.com/
- http://www.rvpiiconsulting.com
- http://www.cfsplanners.net
- https://www.linkedin.com/company/dai-securities-llc/
- HTTP://WWW.DISCIPLINEADVISORS.COM
- http://www.daiwealth.com
- http://www.sourcenetinvestmentservices.com
- https://westernportfoliopartners.com/
- http://www.johngaltwealth.com
- https://www.paragonwc.com
Official SEC filing: View on IAPD