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SONOMA WEST ADVISORS
SONOMA WEST LLC
CRD 138687 · SEC 801-127546
CA, United States
Phone
415 497-7533
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$255.9M
Discretionary AUM
$222.2M
Team
1 total employees; 1 advisory reps; 60 broker-dealer reps
Clients
11-25
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-27
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| High net worth individuals | 57 | $215.3M |
| Charitable organizations | 1 | $6.8M |
| Corporations/business entities | 2 | $33.8M |
States served
CA
All web addresses on file
Official SEC filing: View on IAPD