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NEA MEMBER BENEFITS

CRD 138196 · SEC 801-64989

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900 CLOPPER ROAD, SUITE 300, GAITHERSBURG, MD, 20878-1360, United States

Phone

301-251-9600

Fax

301-527-8210

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

Discretionary AUM

Team

86 total employees; 19 advisory reps; 103368 broker-dealer reps

Clients

Fees

Fixed fees; SEE SCHEDULE D MISCELLANEOUS

Org form

Other (specify)

Filing date

2025-11-19

Disciplinary history

No

Services

Publication of periodicalsEducational seminarsSEE SCHEDULE D MISCELLANEOUS

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD