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WATERFALL ASSET MANAGEMENT, LLC
CRD 137746 · SEC 801-65087
1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY, 10020, United States
Phone
212-257-4600
Fax
212-257-4699
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$22.04B
Discretionary AUM
$22.04B
Team
133 total employees; 55 advisory reps
Clients
—
Fees
Percentage of AUM; Performance-based fees; SEE SCHEDULE D - MISCELLANEOUS
Org form
Limited Liability Company
Filing date
2026-03-30
Disciplinary history
No
Services
Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Investment companies | 3 | $8.20B |
| Pooled investment vehicles | 50 | $12.09B |
| Insurance companies | 11 | $1.61B |
States served
NY, TX
All web addresses on file
Official SEC filing: View on IAPD