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TSAI CAPITAL CORPORATION

CRD 137578 · SEC 801-67381

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$148.3M

Discretionary AUM

$148.3M

Team

3 total employees; 3 advisory reps; 3 broker-dealer reps

Clients

0

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-05-26

Disciplinary history

No

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  • SEC IAPD →

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  • FINRA BrokerCheck →

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Services

Portfolio management (individuals)Portfolio management (institutions)

Client types

TypeClientsAUM
High net worth individuals46$126.2M
Corporations/business entities6$20.2M

All web addresses on file

Official SEC filing: View on IAPD