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GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
CRD 137432 · SEC 801-66786
330 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY, 10017, United States
Phone
212-739-0700
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$240.66B
Discretionary AUM
$240.38B
Team
588 total employees; 166 advisory reps
Clients
—
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
Yes
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)CONSULTATION/ADVISEMENT ON TRANSACTIONS/STRUCTURING PORTFOLIOS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 210 | $102.9M |
| High net worth individuals | 5 | $454.9M |
| Banking/thrift institutions | 17 | $17.97B |
| Investment companies | 22 | $70.71B |
| Business development companies | 1 | $156K |
| Pooled investment vehicles | 65 | $7.55B |
| Pension/profit sharing plans | 4 | $646.7M |
| Charitable organizations | 18 | $562.3M |
| State/municipal entities | 11 | $4.01B |
| Other investment advisers | 2 | $333.2M |
| Insurance companies | 61 | $134.70B |
| Sovereign wealth funds | 1 | $1.46B |
| Corporations/business entities | 20 | $1.93B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD