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SOVEREIGN FINANCIAL GROUP
SOVEREIGN FINANCIAL GROUP, INC.
CRD 137145
4509 CREEDMOOR ROAD, SUITE 201, RALEIGH, NC, 27612-3813, United States
Phone
919-573-6110
Fax
866-436-1226
Registration
— (—)
Source
State registered
Total AUM
$46.7M
Discretionary AUM
$46.7M
Team
1 total employees; 1 advisory reps
Clients
51-100
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-03-02
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 26 | $9.7M |
| High net worth individuals | 25 | $37.0M |
All web addresses on file
Official SEC filing: View on IAPD