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WILLIAMS FINANCIAL, LLC
CRD 137038 · SEC 801-118678
12 MAIN STREET, NORTH BENNINGTON, VT, 05257, United States
Phone
866-986-4469
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$209.9M
Discretionary AUM
$201.1M
Team
7 total employees; 4 advisory reps; 4 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 198 | $82.3M |
| High net worth individuals | 63 | $121.7M |
| Pension/profit sharing plans | 3 | $4.6M |
| Charitable organizations | 3 | $1.2M |
States served
VT, MA, NY, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD