← Back to searchVisit website
HEARTWOOD FUNDS
HEARTWOOD FUNDS, LLC
CRD 136940 · SEC 801-66295
Advisory firmLLC
Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.
48 WALL STREET, SUITE 1100, NEW YORK, NY, 10005, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$317.6M
Discretionary AUM
$88.9M
Team
2 total employees; 1 advisory reps
Clients
—
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-12
Disciplinary history
No
Services
Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $88.9M |
| Sovereign wealth funds | 1 | $228.7M |
States served
DE, NY
All web addresses on file
Official SEC filing: View on IAPD