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FLEMING & ASSOCIATES, LLC
CRD 136620
350 10TH AVE., STE 1000, SAN DIEGO, CA, 92101, United States
Phone
619-839-9136
Fax
619-923-9320
Registration
— (—)
Source
State registered
Total AUM
$59.8M
Discretionary AUM
$48.6M
Team
1 total employees; 1 advisory reps; 21 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees; Commissions; SELECTION OF OTHER ADVISORS
Org form
Limited Liability Company
Filing date
2026-03-18
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 87 | $25.1M |
| High net worth individuals | 34 | $34.7M |
All web addresses on file
Official SEC filing: View on IAPD