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CAPITAL MARKETS IQ, LLC
CRD 134921 · SEC 801-69992
AL, United States
Phone
310.882.6380
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$571.4M
Discretionary AUM
$455.6M
Team
23 total employees; 20 advisory reps; 78 broker-dealer reps
Clients
11-25
Fees
Percentage of AUM; Hourly charges; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-04-20
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Selection of other advisersBUSINESS CONSULTING
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 607 | $141.5M |
| High net worth individuals | 91 | $223.7M |
| Pension/profit sharing plans | 101 | $83.5M |
| Charitable organizations | 7 | $1.6M |
| Corporations/business entities | 78 | $121.1M |
States served
AL, AZ, AR, CA, CO, DE, GA, IL, IN, IA, KY, LA, MA, MI, MN, NE, NJ, NY, NC, OH, OR, PA, SC, TN, UT, VA, WA, TX, NH, FL
All web addresses on file
- https://www.linkedin.com/in/t-matthew-chase-38574139/
- https://www.linkedin.com/in/david-mirkin-04421bb/
- https://www.linkedin.com/in/robert-schreiber-3455a98/
- https://www.instagram.com/adamjorgy
- https://0xprivatewealth.com
- https://www.linkedin.com/in/ian-johnson-69756b49
- https://www.facebook.com/kingharborwealth
- https://www.facebook.com/people/Seagate-Global-Wealth-Management/100063652792043/
- https://www.burgcap.com
- https://www.facebook.com/capitalmarketsiq/
- https://twitter.com/CMIQLegal
- https://www.linkedin.com/in/michaelhsimms/
- https://www.facebook.com/brightsmithadvisors
- https://www.brightsmithadvisors.com
- https://www.veracityfinancialservices.com
- https://www.noblestonecapital.com
- https://www.linkedin.com/company/brightsmith-advisors/
- https://twitter.com/AdamVFS
- https://www.linkedin.com/company/veracity-financial-services-inc-/
- https://twitter.com/VeracityFinServ
- https://www.linkedin.com/in/capital-markets-iq-llc-b63b10b2/
- https://www.linkedin.com/in/thomas-marshburn-28b66b188/
- HTTPS://WWW.CAPITALMARKETSIQ.COM
- https://www.linkedin.com/in/michael-mike-dickerson-b441441/
- https://www.linkedin.com/company/king-harbor-wealth
- https://www.linkedin.com/in/daniel-millman-cfa-83559bb2/
- https://www.seagateglobalwm.com
- https://twitter.com/KHarborWealth
- https://www.linkedin.com/company/seagate-global-wealth-management/
- https://www.linkedin.com/company/noblestone-capital/
- https://www.linkedin.com/in/jasonbrightbrightsmith/
- https://www.facebook.com/zach.wooten.5
- https://www.linkedin.com/in/zachwooten
- https://www.linkedin.com/in/ken-w-74ba88b/
Official SEC filing: View on IAPD