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UNITED CAPITAL FINANCIAL ADVISORS

UNITED CAPITAL FINANCIAL ADVISORS, LLC

CRD 134600 · SEC 801-64376

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125 E JOHN CARPENTER FRWY, SUITE 1300, IRVING, TX, 75062, United States

Phone

972-822-2055

Fax

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$24.65B

Discretionary AUM

$22.50B

Team

289 total employees; 162 advisory reps; 160 broker-dealer reps

Clients

More than 500

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-06-15

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersPublication of periodicalsEducational seminarsSUB-ADVISER FOR OTHER INVESTMENT ADVISERS

Client types

TypeClientsAUM
Individuals22900$9.59B
High net worth individuals1937$11.02B
Pension/profit sharing plans223$1.16B
Charitable organizations114$407.4M
Other investment advisers5$668.9M
Corporations/business entities331$1.80B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD