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COLE WEALTH MANAGEMENT, LLC
CRD 134509 · SEC 801-112658
9332 E RAINTREE DR, SUITE 100, SCOTTSDALE, AZ, 85260, United States
Phone
480-275-6354
Fax
480-275-6372
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$181.1M
Discretionary AUM
$181.1M
Team
4 total employees; 4 advisory reps; 281 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-28
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)LIFE & HEALTH INSURANCE, ANNUITIES, TAX PREPARATION
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 231 | $73.5M |
| High net worth individuals | 49 | $98.0M |
| Pension/profit sharing plans | 1 | $9.5M |
States served
AZ, CA, CO, ID, PA, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD