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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD 134139 · SEC 801-63930

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1776 PLEASANT PLAIN RD., FAIRFIELD, IA, 52556-8757, United States

Phone

641-472-5100

Fax

641-470-1294

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$138.69B

Discretionary AUM

$130.83B

Team

3527 total employees; 3496 advisory reps; 68815 broker-dealer reps

Clients

More than 500

Fees

Percentage of AUM; Hourly charges; Fixed fees; Commissions; SOLICITATION FEES FROM 3RD PARTY MONEY MANAGERS

Org form

Corporation

Filing date

2026-06-12

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersMarket timingEducational seminars

Client types

TypeClientsAUM
Individuals308441$65.01B
High net worth individuals47431$69.61B
Pension/profit sharing plans2387$1.06B
Charitable organizations6$16.9M
State/municipal entities2948$3.00B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD