← Back to searchVisit website
OFC WEALTH MANAGEMENT
OFC FINANCIAL PLANNING, LLC
CRD 133846 · SEC 801-130612
Advisory firmLLC
Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.
CA, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$182.8M
Discretionary AUM
$182.8M
Team
2 total employees; 2 advisory reps; 15 broker-dealer reps
Clients
11-25
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-25
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 59 | $30.5M |
| High net worth individuals | 40 | $148.5M |
States served
CA, LA, NJ, NY, TX
All web addresses on file
Official SEC filing: View on IAPD