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DWR WEALTH MANAGEMENT, LLC
CRD 133743 · SEC 801-122140
1884 THE ALAMEDA, SAN JOSE, CA, 95126, United States
Phone
(408) 260-9600
Fax
(408) 260-9606
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$221.2M
Discretionary AUM
$219.4M
Team
4 total employees; 4 advisory reps; 9 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-09
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 89 | $23.4M |
| High net worth individuals | 82 | $176.2M |
| Pension/profit sharing plans | 18 | $19.0M |
States served
AZ, CA, TX
All web addresses on file
Official SEC filing: View on IAPD