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SARA-BAY FINANCIAL CORP.
CRD 133443 · SEC 801-79508
2201 CANTU COURT, SUITE 102, SARASOTA, FL, 34232, United States
Phone
941-371-8027
Fax
941-371-8314
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$396.8M
Discretionary AUM
$396.8M
Team
5 total employees; 3 advisory reps
Clients
11-25
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-04-24
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 313 | $275.5M |
| High net worth individuals | 11 | $121.3M |
States served
CA, GA, NC, PA, VA, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD