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WESTEND ADVISORS, LLC
CRD 133279 · SEC 801-63626
1001 MOREHEAD SQUARE DRIVE, SUITE 600, CHARLOTTE, NC, 28203, United States
Phone
704-556-9300
Fax
704-554-7759
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.87B
Discretionary AUM
$1.87B
Team
29 total employees; 7 advisory reps; 18 broker-dealer reps
Clients
—
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-01-30
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (institutions)MODEL PORTFOLIOS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 3791 | $1.33B |
| High net worth individuals | 259 | $406.1M |
| Pension/profit sharing plans | 5 | $6.8M |
| Charitable organizations | 30 | $32.4M |
| State/municipal entities | 1 | $1.1M |
| Corporations/business entities | 63 | $92.9M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD