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BROWN, LISLE/CUMMINGS, INC
BROWN, LISLE/CUMMINGS, INC.
CRD 1331 · SEC 801-121156
ONE TURKS HEAD PLACE, SUITE 800, PROVIDENCE, RI, 02903, United States
Phone
401-421-8900
Fax
401-521-2960
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$487.3M
Discretionary AUM
$480.6M
Team
13 total employees; 8 advisory reps
Clients
0
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-03-10
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 119 | $55.7M |
| High net worth individuals | 107 | $421.1M |
| Corporations/business entities | 12 | $10.5M |
States served
VT, CA, CO, GA, MA, NY, RI, VA, WA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD