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SECURE RETIREMENT FINANCIAL & INSURANCE SERVICES CORP.
CRD 132777 · SEC 801-125823
Corporate platformCorporation
Large incorporated asset manager or corporate group — typically not a local adviser team.
2333. SAN RAMON VALLEY BOULEVARD, SUITE 250, SAN RAMON, CA, 94583, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$102.0M
Discretionary AUM
$102.0M
Team
5 total employees; 3 advisory reps
Clients
251-500
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-04-01
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Educational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 187 | $42.2M |
| High net worth individuals | 24 | $59.8M |
States served
CA, CO, LA, MI, OR, TX
All web addresses on file
Official SEC filing: View on IAPD