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COLEFP

COLE FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC

CRD 132562

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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United States

Registration

— (—)

Source

State registered

Total AUM

$89.2M

Discretionary AUM

$63.7M

Team

2 total employees; 2 advisory reps; 29 broker-dealer reps

Clients

26-50

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-04-16

Disciplinary history

No

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Services

Financial planningPortfolio management (individuals)Educational seminars

Client types

TypeClientsAUM
Individuals48$25.9M
High net worth individuals27$62.9M

All web addresses on file

Official SEC filing: View on IAPD