← Back to searchVisit website
MARK SMITH FINANCIAL SERVICES, INC.
CRD 131890
925 BROADBECK DRIVE, SUITE 230, THOUSAND OAKS DRIVE, CA, 91320, United States
Phone
(805) 494-1588
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$107.7M
Discretionary AUM
$105.7M
Team
3 total employees; 1 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-02-10
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 74 | $16.4M |
| High net worth individuals | 50 | $88.2M |
| Pension/profit sharing plans | 3 | $754K |
| Corporations/business entities | 3 | $2.5M |
All web addresses on file
Official SEC filing: View on IAPD