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LIGHT FINANCIAL SERVICES, INC.
CRD 131678 · SEC 801-123619
3575 45TH ST S, SUITE 112, FARGO, ND, 58104, United States
Phone
701.356.5106
Fax
701.356.0169
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$175.5M
Discretionary AUM
$174.7M
Team
2 total employees; 2 advisory reps; 622 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-03-25
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 588 | $130.7M |
| High net worth individuals | 33 | $42.1M |
| Corporations/business entities | 1 | $2.8M |
States served
CO, MN, ND
All web addresses on file
Official SEC filing: View on IAPD