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OPEN WINDOW FINANCIAL SOLUTIONS, LTD.
CRD 131562 · SEC 801-114451
4741 CAUGHLIN PARKWAY, SUITE 3, RENO, NV, 89519, United States
Phone
775-827-0670
Fax
775-827-6481
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$284.4M
Discretionary AUM
$284.4M
Team
6 total employees; 3 advisory reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-17
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 26 | $15.9M |
| High net worth individuals | 65 | $236.4M |
| Pension/profit sharing plans | 10 | $32.1M |
States served
CA, NV, TX
All web addresses on file
Official SEC filing: View on IAPD