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PHILLIPS FINANCIAL
PHILLIPS FINANCIAL MANAGEMENT, LLC
CRD 131344 · SEC 801-63343
6920 POINTE INVERNESS WAY, SUITE 230, FORT WAYNE, IN, 46804, United States
Phone
260-420-7732
Fax
260-420-5553
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.64B
Discretionary AUM
$2.29B
Team
32 total employees; 14 advisory reps; 85 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Fixed fees; Commissions
Org form
Limited Liability Company
Filing date
2026-03-17
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersPublication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 472 | $195.2M |
| High net worth individuals | 416 | $1.51B |
| Pension/profit sharing plans | 63 | $552.7M |
| Charitable organizations | 10 | $304.9M |
| Other investment advisers | 25 | $73.2M |
| Corporations/business entities | 5 | $5.2M |
States served
AZ, CA, CO, GA, IL, IN, KY, LA, MD, MA, MI, NJ, NY, NC, OH, PA, TN, WI, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD