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ROCK POINT ADVISORS, LLC
CRD 130825 · SEC 801-62923
77 COLLEGE STREET, 4TH FLOOR, BURLINGTON, VT, 05401-4014, United States
Phone
802-864-2266
Fax
802-864-1116
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$655.7M
Discretionary AUM
$655.7M
Team
9 total employees; 5 advisory reps
Clients
51-100
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-03-24
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 82 | $43.0M |
| High net worth individuals | 150 | $564.4M |
| Charitable organizations | 5 | $9.9M |
| Corporations/business entities | 6 | $38.4M |
States served
VT, CA, CO, LA, ME, MA, NY, VA, WA, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD