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STEVEN G. BLUM AND ASSOCIATES, LLC
CRD 130807 · SEC 801-122860
801 YALE AVENUE, SWARTHMORE, PA, 19081, United States
Phone
610-328-7725
Fax
801-437-3391
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$180.2M
Discretionary AUM
$74.3M
Team
3 total employees; 2 advisory reps
Clients
26-50
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-06
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 19 | $7.4M |
| High net worth individuals | 51 | $172.9M |
States served
MA, NY, PA, FL
All web addresses on file
Official SEC filing: View on IAPD