FRANCIS LLC

CRD 130687 · SEC 801-62841

Visit website

19435 W. CAPITOL DRIVE, BROOKFIELD, WI, 53045, United States

Phone

866-232-6457

Fax

—

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

—

Discretionary AUM

—

Team

26 total employees; 20 advisory reps; 98 broker-dealer reps

Clients

—

Fees

Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-27

Disciplinary history

Services

Pension consultingSelection of other advisersEducational seminarsCORPORATE FINANCIAL WELLNESS, PENSION PLAN PARTICIPANT ADVISORY/EDUCATION

Client types

Type	Clients	AUM
Pension/profit sharing plans	80	—
Corporations/business entities	17	—

States served

VT, AL, AK, AZ, AR, CA, CO, DE, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

HTTP://FRANCISWAY.COM
https://www.linkedin.com/company/francisllc
https://twitter.com/Francisllc
https://www.facebook.com/Francisllc

Official SEC filing: View on IAPD