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LESA SROUFE & COMPANY, INC.
CRD 130232 · SEC 801-63880
801 SECOND AVE, SUITE 304, SEATTLE, WA, 98104, United States
Phone
206-838-8383
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$207.3M
Discretionary AUM
$199.1M
Team
4 total employees; 3 advisory reps; 1 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Fixed fees
Org form
Other (specify)
Filing date
2026-03-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Publication of periodicals
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 17 | $3.3M |
| High net worth individuals | 221 | $204.0M |
States served
AK, CA, ID, NY, OR, WA, FL
All web addresses on file
Official SEC filing: View on IAPD