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GUGGENHEIM INVESTMENTS
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
CRD 129288 · SEC 801-62515
227 WEST MONROE STREET, 7TH FLOOR, CHICAGO, IL, 60606, United States
Phone
312-357-1007
Fax
312-827-0157
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$4.12B
Discretionary AUM
$4.12B
Team
5 total employees; 0 advisory reps
Clients
—
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Portfolio management (investment companies)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Investment companies | 3 | $4.12B |
States served
CA, IL, MD, NY
All web addresses on file
Official SEC filing: View on IAPD