Falists
← Back to search

STEELE ASSET MANAGEMENT

STEELE, SHERMAN MARQUIS

CRD 128806

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

Visit website

United States

Registration

— (—)

Source

State registered

Total AUM

$57.7M

Discretionary AUM

$57.7M

Team

1 total employees; 1 advisory reps

Clients

0

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Sole Proprietorship

Filing date

2026-03-27

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Pension consulting

Client types

TypeClientsAUM
Individuals42$12.4M
High net worth individuals20$35.7M

All web addresses on file

Official SEC filing: View on IAPD