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COLTON GROOME FINANCIAL ADVISORS, LLC
CRD 128365 · SEC 801-113274
1127-B HENDERSONVILLE ROAD, ASHEVILLE, NC, 28803, United States
Phone
828-252-1816
Fax
844-442-4329
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$724.9M
Discretionary AUM
$707.2M
Team
18 total employees; 12 advisory reps; 101 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Fixed fees; FEE BASED ON VARIOUS FACTORS - SEE PART 2 OF FORM ADV.
Org form
Limited Liability Company
Filing date
2026-04-01
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisersQUALIFIED RETIREMENT PLAN AND/OR NON-QUALIFIED DEFERRED COMPENSATION PLAN CONSULTING AND INSURANCE CONSULTING.
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 166 | $45.7M |
| High net worth individuals | 180 | $610.2M |
| Pension/profit sharing plans | 3 | $28.0M |
| Charitable organizations | 6 | $35.3M |
| Corporations/business entities | 7 | $5.7M |
States served
GA, NC, SC, TN, VA, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD