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SHEPHERD KAPLAN LLC

CRD 128244 · SEC 801-62349

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53 STATE STREET, 23RD FLOOR, BOSTON, MA, 02109-2820, United States

Phone

617-896-1600

Fax

617-896-1650

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$10.16B

Discretionary AUM

$862.2M

Team

42 total employees; 24 advisory reps

Clients

1-10

Fees

A % OF REVENUE COLLECTED FOR SUB-ADVISORY SERVICES

Org form

Limited Liability Company

Filing date

2026-03-31

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers

States served

CA, CO, DC, MD, MA, NY, PA, VA, TX, FL

All web addresses on file

Official SEC filing: View on IAPD