Falists
← Back to search

FRANCIS FINANCIAL

FRANCIS FINANCIAL, INC.

CRD 128067 · SEC 801-76703

Visit website

39 BROADWAY, SUITE 1730, NEW YORK, NY, 10006, United States

Phone

212-374-9008

Fax

646-219-6799

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$803.2M

Discretionary AUM

$741.3M

Team

14 total employees; 7 advisory reps; 22 broker-dealer reps

Clients

11-25

Fees

Percentage of AUM; Hourly charges

Org form

Other (specify)

Filing date

2026-03-10

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Selection of other advisersPublication of periodicalsEducational seminars

Client types

TypeClientsAUM
Individuals57$32.8M
High net worth individuals199$770.4M

States served

CA, NJ, NY, TX, NH, CT, FL

All web addresses on file

Official SEC filing: View on IAPD