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GRADIENT WEALTH MANAGEMENT

GRADIENT SECURITIES, LLC

CRD 127701 · SEC 801-80807

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4105 LEXINGTON AVENUE N, SUITE 380, ARDEN HILLS, MN, 55126, United States

Phone

866-991-1539

Fax

651-379-8040

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$607.9M

Discretionary AUM

$0

Team

67 total employees; 67 advisory reps; 251 broker-dealer reps

Clients

1-10

Fees

Percentage of AUM; Hourly charges; Fixed fees; SOLICITOR FEES

Org form

Limited Liability Company

Filing date

2026-04-13

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers

Client types

TypeClientsAUM
Individuals4386$453.1M
High net worth individuals160$147.9M
Pension/profit sharing plans3$2.7M
Corporations/business entities4$4.1M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD