← Back to searchVisit website
HERITAGE CAPITAL, LLC
CRD 127650 · SEC 801-132778
1 BRADLEY ROAD SUITE 202, WOODBRIDGE, CT, 06525, United States
Phone
203-389-3553
Fax
203-389-3550
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$146.9M
Discretionary AUM
$146.9M
Team
3 total employees; 3 advisory reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges
Org form
Limited Liability Company
Filing date
2026-03-06
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersPROFIT SHARING AND 401K PLANS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 78 | $26.2M |
| High net worth individuals | 68 | $116.8M |
States served
MA, NY, RI, TX, CT, FL
All web addresses on file
Official SEC filing: View on IAPD