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ESSEX FINANCIAL SERVICES, INC.
CRD 127549 · SEC 801-62242
176 WESTBROOK ROAD, ESSEX, CT, 06426, United States
Phone
860-767-4300
Fax
860-767-4310
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$4.17B
Discretionary AUM
$3.25B
Team
46 total employees; 42 advisory reps; 1 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2025-12-24
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1885 | $580.8M |
| High net worth individuals | 895 | $2.87B |
| Pension/profit sharing plans | 108 | $565.3M |
| Charitable organizations | 60 | $104.3M |
| Corporations/business entities | 15 | $43.5M |
States served
VT, AZ, CA, CO, DE, DC, GA, IL, LA, ME, MD, MA, MI, NV, NJ, NY, NC, OR, PA, RI, SC, TN, VA, WA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD